Articles

Revised Guidance and Warnings from the SRA on Sanctions Liability

In July we featured an article on the need for risk assessments and control provisions in relation to the risks of sanctions liability – SRA Sanctions Questionnaire. At the distinc

SRA Revises Continuing Competence Guidance

Possibly in the light of its findings in relation to training in asylum and immigration firms, the SRA has reissued its continuing competence guidance “Understanding your continuin

SRA Questionnaire – AML Data Collection Exercise 2024

Your firm will probably have received the SRA questionnaire as to your position in relation to anti-money laundering compliance first, along with trust and company service provisio