Compliance Resources on the Infolegal InfoHub

Essential Factsheets and Practical Guidance for UK Solicitors

Why Our Compliance Factsheets Matter

Staying on top of regulatory compliance isn’t optional - it’s essential. Our factsheets break down complex topics into clear, concise guidance that you and your team can apply instantly.

• Up-to-date regulatory content aligned with SRA Standards & Regulations,
• Practical checklists and explanations for everyday compliance needs,
• Guidance you can trust written by legal experts for legal professionals,
• Perfect for practice managers, compliance officers, and fee earners.

We cover the issues that matter most to UK solicitors, including confidentiality and data protection, client care and retainer letters, risk management, AML compliance, accounts rules, conflicts of interest, cyber compliance, SRA reporting obligations, training and supervision, and more.

Explore Our Key Resource Areas

Compliance Factsheets

Easy-to-digest explanations of core regulatory topics, including:

• SRA Accounts Rules and client money handling,
• Client confidentiality and data protection,
• Anti-money laundering (AML) basics and financial crime,
• Conflicts of interest and confidentiality,
• Handling vulnerable clients,
• Records management and retention,
• Cyber and IT management,
• Modern slaveryEquality and wellness,
• Billing and retainers.

Each factsheet is written to support compliance officers, managing partners and all other staff – and to help firms embed best practice across the practice.

Practical Guidance & How-Tos

Need to know how to comply — not just what the rule says? Our guidance gives you:

• Step-by-step workflows,
• Policy templates and sample wording,
• Risk assessment tools,
• CPD-relevant explanations.

Topics include:

• Practice compliance frameworks,
• Client due diligence and KYC,
• Cyber risk and information security basics,
• Supervision and competence for support staff,
• AML,
• Duties of the COLP & COFA,
• Data protection.

Training Support & Learning Materials

Turn factsheets into learning outcomes. Our InfoHub information resources are ideal for:

• Staff induction and refresher training,
• CPD sessions on risk and compliance,
• Compliance team briefings,
• Audit preparation and internal reviews.

Stay Ahead of Regulatory Change

Solicitor compliance is constantly evolving. We update our factsheets and guidance regularly — so you stay one step ahead.

Need help finding the right guidance? Contact our team for personalised support or recommendations.