Duncan Finlyson Articles December 20, 2019 PII to Remain Unchanged SRA announces that, following a consultation, it will not be making changes to the current rules req... Read More
Duncan Finlyson Articles December 17, 2019 Certifying your AML Risk Assessment The Solicitors Regulation Authority are in the process of asking firms to certify to them by the end... Read More
Duncan Finlyson Articles November 21, 2019 AML – Renewed SRA Risk Assessment Warnings SRA’s announcement that it will be writing to the 7,000 firms to ask them to confirm they have a f... Read More
Duncan Finlyson Articles November 16, 2019 SRA Guidance on the Standards and Regulations The SRA are very keen to make everyone aware that the length of the new Standards and Regulations, c... Read More
Duncan Finlyson Articles November 9, 2019 New Accounts Rules – Beware! The forthcoming Standards and Regulations are billed by the SRA as being shorter and simpler. It is... Read More
Duncan Finlyson Articles October 24, 2019 Reporting and Self-Reporting under the SRA Standards and Regulations Whilst few of the forthcoming rule changes in the Standards and Regulations amount to more than just... Read More
Duncan Finlyson Articles September 20, 2019 The Changing Picture for COLPs and COFAs As the commencement of the new Standards and Regulations regime approaches COLPs and COFAs, who shou... Read More
Duncan Finlyson Articles August 15, 2019 Towards Standards and Regulations One of the aims of the new Standards and Regulations was to reduce the length to the former Handbook... Read More
Duncan Finlyson Articles July 16, 2019 Regulatory Enforcement and the Standards and Regulations As the November start date for the new SRA Standards and Regulations regime approaches so too does t... Read More
Duncan Finlyson Articles July 3, 2019 Checking for PEP Status in accordance with the MLR 2017 Recently the SRA reported that a number of the firms in a thematic survey had inadequate PEP checkin... Read More