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Factsheets and Guidance Notes

One of the main elements of the Infolegal Guidance Hub is the series of factsheets and guidance notes that are available on a range of regulatory and compliance topics.

 

Generally, factsheets provide an overview of a particular regulatory area whilst guidance notes look in more detail at the practical steps that are needed to ensure compliance.

 

All of the factsheets and guidance notes are available in Word and PDF formats so that they can be easily incorporated into your firm’s own materials or simply distributed to staff as Infolegal documents.  Many  are also accompanied by templates and precedents or tie in with issues covered in the Office procedures manual.

Regulatory areas currently covered by our factsheets and guidance notes include:

  • Money laundering,
  • Data protection and GDPR,
  • Cybersecurity,
  • Conflict,
  • Confidentiality and disclosure,
  • Risk management,
  • Accounts,
  • Equality and diversity,
  • Duties of the COLP and COFA,
  • Introductions and referrals,
  • Retainers, and
  • Client care.

Factsheet and Guidance Note Availability

All of our factsheets and guidance notes are available to all registered users of the system.

 

Not only are the factsheets able to be accessed through a bespoke factsheet page, but also, where a particular factsheet is relevant to a training course, then it will be listed on the course page so that trainees can access additional data about that course and learn more about the topic at their own pace.

 

In addition, all factsheets are also available through separate regulatory topic pages where they, and other materials on the site relevant to that topic, including links to external resources,  are brought together.