CDD with Clients and Law Firms in Self Isolation Lockdown
What should solicitors do about gathering CDD when their office is closed or the client claims to be...
COVID-19 and Solicitors
As the impact of COVID-19 starts to really take effect, there is clearly a high chance that solicito...
BOOMs and the New Need for DBS Checks
All firms that carry out services that are subject to the Money Laundering Regulations 2017 must ens...
Protecting Users of Legal Services – the Compensation Fund
In a recently published consultation, the Solicitors Regulation Authority has put forward proposals ...
Financial Crime Concerns
Issues relating to financial crime continue to be high on the regulatory agenda, and in this article...
Flooding and environmental issues
The recent spate of storms as increased everyone's awareness of the danger that flooding can present...
Revised Money Laundering Regulations now in Force
The Money Laundering and Terrorist Financing (Amendment) Regulations 2019 took effect on Friday 10...
Advertising your services
Paragraph 8.9 of the SRA Code of Conduct for Solicitors, RELs and RFLs has changed the way in which ...
PII to Remain Unchanged
SRA announces that, following a consultation, it will not be making changes to the current rules req...
Certifying your AML Risk Assessment
The Solicitors Regulation Authority are in the process of asking firms to certify to them by the end...