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solicitor client account
Duncan Finlyson Articles October 25, 2023

Avoiding Residual Client Balances

No matter how well managed your practice, and no matter how diligent your accounts staff, it is inev...
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client m atter risk assessments, SRA
Duncan Finlyson Articles October 24, 2023

Managing AML Risk Assessments

SRA issues new warning to solicitor firms that they need to be more thorough in undertaking client/m...
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serious breach of SRA Rules
Duncan Finlyson Articles September 21, 2023

Serious Breaches and the SRA – when to report?

One of the key duties faced by all COLPs and COFAs is the need to make a prompt report to the SRA as...
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residential property solicitor
Duncan Finlyson Articles August 23, 2023

Conveyancing Services – Opportunities and Threats

As most high street firms will agree, these are tough times for those involved with residential conv...
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costs information, fee recovery, fees, transparency rules, SRA
Duncan Finlyson Articles July 20, 2023

Warnings on Costs Information, Fees Recovery and Transparency Rules

Recent warnings in the legal press as to ensuring firms are paid for the work they do, as with the r...
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data breach, solicitors, ICO
Duncan Finlyson Articles May 18, 2023

Safeguarding Legal Practices: The Imperative for Solicitors to Prioritise Cybersecurity

The recently publicised cyber-attack on conveyancing giant Simplify, and which cost the group nearly...
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sra sanctions concerns OFSI
Duncan Finlyson Articles May 18, 2023

Sanctions and OFSI Compliance Concerns

For many law firms potential liability for breaches of sanctions controls may be theoretical but are...
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AML proliferation risk assessment PRA
Duncan Finlyson Articles March 31, 2023

Increased Obligations on Money Laundering and Financial Crime: Proliferation Risks

A revised LSAG coming into effect on 1 April 2023 introduces changes to the MLRs 2017, including in...
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solicitor banking facilities prohibition SRA
Duncan Finlyson Articles March 17, 2023

New SRA Guidance on the Provision of Banking Facilities for Clients

One of the most common compliance problems to arise in relation to the SRA Accounts Rules is the pro...
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CPD, solicitor, LSB, skills
Duncan Finlyson Articles February 20, 2023

Solicitor Ongoing Competence

Following the LSB's "Statement of policy - ongoing competence" there had been some speculation that ...
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